​After mastering all the necessary concepts of Compliance Management, you can sit for the exam and become Certified ISO 19600 Lead Compliance Manager. By earning and holding the Certificate, you will be able to demonstrate that you have the professional capabilities and competencies to effectively manage a compliance management system in an organization.

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Who should attend

 

• Compliance officers/chief compliance officers leading the compliance function in organizations

• Expert advisors/consultants seeking to master the implementation and management of a compliance management system based on the recommendations of ISO 19600

• Individuals responsible for the maintenance of compliance obligations within an organization

• CMS team members.

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Learning objectives

 

• Understand the components and operation of a CMS based on ISO 19600 and its principal processes

• Acknowledge the correlation between ISO 19600 and other standards and regulatory frameworks

• Understand the concepts approaches, standards, methods and techniques for the implementation and effective management of a CMS

• Learn how to support an organization to effectively plan, implement, manage, monitor and maintain a CMS

• Acquire the expertise to advise an organization in implementing CMS best practices

 

Course agenda and content

Day 1: Introduction to ISO19600 and initiation of a CMS
 

• Course objectives and structure

• Standard and regulatory framework

• Initiate the CMS implementation

• Understanding of the organization and its context

• Leadership and commitment

• CMS scope.

 

Day 2: Plan the implementation of the CMS according to ISO 19600

 

• CMS policy

• Compliance obligations

• Compliance risk assessment

• Organizational roles and responsibilities

• Compliance function

Day 3: CMS Implementation according to ISO 19600

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• Resource management process

• Compliance culture

• Communication process

• Documentation management

• Compliance planning and control

Day 4: Monitoring, evaluating and continually improving the CMS according to ISO 19600

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• Compliance performance and reports

• Audits

• Management review

• Management of non-conformities/non-compliances

• Continual improvement

• Certification process for individuals and closing the training.

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Day 5: Certification Exam

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Prerequisites

 

Fundamental understanding of ISO 19600, compliance and legal/ regulatory requirements.

 

Training Approach

 

• This training is based on both theory and best practices used in Compliance Management

• Lecture sessions are illustrated with examples based on case studies

• Practical exercises are based on a case study which includes role playing and discussions.

• Practice test are similar to the Certification Exam.

 

Examination

 

• Duration:     90 min.

• Format:       Closed book

• Questions   60 multiple-choice questions

• Pass mark: 70% (42 correct answers)

 

Competence Domains Being Tested

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• Compliance management process steps and framework

• Establishing a compliance management system

• Implementing a compliance management system

• Evaluating the compliance management system

• Maintaining the compliance management system.

 

Certification

 

The ISO 19600 Lead Compliance Manager certificate will be issued to delegates passing the exam.

 

General Course Information

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For general course information please click on the link here.

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